Since 2016,
More than 700
Primary Capital Market
transactions
Multi-Asset, 24/6
fintech-enabled
Trade Execution Platform
Built to Deliver
A Truly Better Client Experience
Equities | FI | Rates | ETFs* | FX*
Oldest diversity-certified* broker-dealer
Owned and Operated by
Service-Disabled Veterans
* MBE | SDVOSB | SDVOB | SDVOBE | VBE | NVBDC
Diversity & Inclusion
Thought-Leadership
Our Mission
To preserve and protect the interests
of those that we serve. We leave no client behind.
Our Firm
Established in 1994, the oldest minority broker
dealer owned and operated by Service-Disabled
Veterans and a federally-certified Service-Disabled
Veteran Business Enterprise (SDVBE).
Our Firm
Established in 1994, the oldest diversity-certified* broker-dealer owned and operated by Service-Disabled Veterans
*MBE and SDVBE Certified.
Recent Deals Read more 
Diversity Investment Banks Role in Debt Capital Markets-Leadership Profile
Diversity-certified investment banks' role in primary debt capital markets; profiled by Senior Bonds Editor for Informa Global Markets Shankar Ramakrishnan via an interview with Dean Chamberlain, CEO Mischler Financial Group [video width="640" height="360"...
Mischler Adds Two More Seasoned Debt Capital Markets Veterans
Mischler, Nation’s Oldest Diversity-Certified Investment Bank Owned & Operated by Military Veterans Adds Two More Seasoned Capital Market Professionals Stamford, CT, June 29, 2021–Mischler Financial Group, Inc. (“Mischler”), the financial industry’s oldest...
PepsiCo Inc. Floats Inaugural D&I Debt Issuance-That’s What (We) Like!
Investment Grade New Issues: PepsicCo Inc. Prices D&I Debt Issue; SDV Owned & Operated Mischler Financial Group is a Joint Lead, along with (7) other diversity-certified investment banks. Below is excerpted from the October 05, 2020 edition of Quigley’s...
949.720.0640
800.820.0640Primary Debt Capital Markets
1000+Offerings | 230+ Issuers | $2 Trillion+
Investment Grade | High Yield Corporate
Municipal Debt | Agency Debt | Structured Products
Primary & Secondary Equity Capital Markets
230+ Initial Public Offerings
175+ Follow-on Offerings (115 Issuers)
Better Execution
10b-18 | 10b5-1 Broker Rotation Schedules
US Equities | ETFs | International Equities
