Our Team
Setting Mischler apart from other boutique investment bank / institutional brokerage firms: our executive team and staff are led by distinguished military veterans whose attention to detail, discipline and integrity was finely-honed while serving in the ranks and leadership of the greatest military power in the free world, the United States of America.

While there can be no greater honor than serving to defend our country, we take great pride in continuing to give back by serving a critical role for Issuers of corporate and municipal securities and institutional investment managers who seek a reliable access point to free markets.

 

Each day, our team serves to defend and protect the interests of our corporate treasury clients, as well as federal, state and municipal Issuers in the course of their capital market initiatives. With the same passion, dedication and capabilities, we meet the needs of leading investment managers, public plan sponsors, endowments, and foundations.

 

Our staff is fluent in state statutes that pertain to the investment of public operating monies, as well as statutes with regard to investments for state police and fire pension funds. We remain active in state and nationally-related organizations that serve State of California governmental entities.

Senior Leadership

Dean Chamberlain

Dean Chamberlain

Principal & Chief Executive Officer

Executive Team
203.276.6646
dchamberlain@mischlerfinancial.com

Doyle L. Holmes

Doyle L. Holmes

President / Chief Operating Officer

Executive Team
949.720.0640
dholmes@mischlerfinancial.com

Lt. General H.R. McMaster (Ret.)

Lt. General H.R. McMaster (Ret.)

Special Advisor

Read Dean's Profile

PROFESSIONAL EXPERIENCE: Chief Executive Officer Dean Chamberlain is graduate of the U.S. Military Academy at West Point and former US Army Captain (4th Infantry Division) whose securities industry career extends back to 1992. As CEO, Mr. Chamberlain is tasked with growing MFG’s overall business in the Americas, as well as our international equity trading and distribution capabilities within global debt and equity capital markets. Prior to joining Mischler Financial in early 2011, Mr. Chamberlain was a Member of the Board of Directors for Nomura Securities International (NSI) and served as NSI’s Head of Fixed Income for the Americas and Head of Distribution in both North and South America. Mr. Chamberlain was the senior American Representative for Nomura Holdings America, where he was also the sole American member of the Global Fixed Income Management Committee. Mr. Chamberlain was credited with guiding Nomura Securities profitably through the global credit crisis and for being instrumental in guiding that firm through the process of becoming a Primary Dealer for US Treasury Securities. Previous to his executive leadership role at Nomura Securities, Mr. Chamberlain was a senior executive for Bank of America Securities, where he played a crucial role driving business growth as Head of Structured Products distribution for the Midwest region. Mr. Chamberlain began his financial services career in 1992 at Donaldson, Lufkin & Jenrette where he traded mortgage and asset-backed products. Mr. Chamberlain’s 6-year tour of duty in the US Army, during which he held various leadership positions with the U.S. 4th Infantry Division, was cut short subsequent to a disabling injury that he suffered in the line of duty.

EDUCATION: Mr. Chamberlain holds a Bachelor of Science Degree in Mechanical Engineering Management from the United States Military Academy at West Point and a Masters in Business Administration from J.L. Kellogg Graduate School of Management at Northwestern University.

PERSONAL: Residing in Old Greenwich, CT, with his wife and three children, Mr. Chamberlain also serves various charity positions with a focus on disabled veterans and disadvantaged children.

Read Doyle's Profile

PROFESSIONAL EXPERIENCE: * 1996-Present: Mischler Financial Group, Inc. Corona Del Mar, CA. Chief Operating Officer responsible for trading and sales, institutional fixed income broker-dealer certified as a Disabled Veteran Business Enterprise. * 1995-1996:  Gilford Securities, Inc., Newport Beach, CA.  Managing Director, Fixed Income.  Established an institutional fixed income branch in Newport Beach to service 8 branch offices of Gilford Securities. * 1985-1995:  Liberty Capital Markets, Irvine, CA.  Co-founder, President and CEO of Liberty Capital Markets, a fixed income broker dealer, dealing with institutional clients.  Responsible for day-to-day activities of the firm, including trading, sales, operations, and compliance. * 1981-1985:  Liberty Monetary Services, Newport Beach, CA.  President and CEO of Liberty Monetary Services, and administrative firm that contracted with fixed income broker dealers to handle all administrative and operational functions on a contract basis.

EDUCATION: * Golden Gate University, San Francisco, CA – Bachelor of Arts Degree, Business Administration, 1971

LICENSES: * Series 3 – Commodities Futures * Series 7 – Full Registration/General Securities Representative * Series 79 – Investment Banking Representative * Series 22 – Direct Participation Programs Representative * Series 24 – General Securities Principal * Series 39 – Direct Participation Programs Principal * Series 53 – Municipal Securities Principal * Series 63 – Uniform Securities Agent

Lt. General McMaster's Profile

Herbert Raymond McMaster (born July 24, 1962) is a retired United States Army lieutenant general who served as the 26th United States National Security Advisor from 2017 to 2018. He is also known for his roles in the Gulf War, Operation Enduring Freedom, and Operation Iraqi Freedom.

Born in Philadelphia, McMaster graduated from the United States Military Academy in 1984, and later earned a Ph.D. in American history from the University of North Carolina at Chapel Hill. His Ph.D. thesis was critical of American strategy and military leadership during the Vietnam War and served as the basis for his book Dereliction of Duty, which is widely read in the United States military. During the Gulf War, McMaster served as a captain in the 2nd Cavalry Regiment, taking part in the Battle of 73 Easting.

After the Gulf War, McMaster was a military history professor at the United States Military Academy from 1994 to 1996, became a research fellow at the Hoover Institution, a member of the Council on Foreign Relations and a Consulting Senior Fellow at the International Institute for Strategic Studies (IISS). He held a series of staff positions in the United States Central Command. In 2004, he took command of the 3rd Cavalry Regiment and fought the Iraqi insurgency in Tal Afar. He became a top counterinsurgency advisor to General David Petraeus before serving as the Director of the Army Capabilities Integration Center. He also served as the Deputy to the Commander for Planning of the International Security Assistance Force in Afghanistan and, in 2012, became Deputy Commanding General of the Army Training and Doctrine Command.

In February 2017, McMaster succeeded Michael Flynn as President Donald Trump’s National Security Advisor. He remained on active duty as a lieutenant general while serving as National Security Advisor, and retired in May 2018. McMaster resigned as National Security Advisor on March 22, 2018, effective April 9, and accepted an academic appointment to Stanford University in 2018.

McMaster is the Fouad and Michelle Ajami Senior Fellow at the Hoover Institution, the Bernard and Susan Liautaud Visiting Fellow at the Freeman Spogli Institute for International Studies and a lecturer in management at the Stanford Graduate School of Business.

Capital Markets Team
Robert H. Karr

Robert H. Karr

Managing Director / Head of Capital Markets

Executive Team
203.276.6646
rkarr@mischlerfinancial.com

Rick Tilghman

Rick Tilghman

Managing Director, Public Finance

Debt Capital Markets

203.276.6676

 

Ryan P Moran

Ryan P Moran

Director Equity Capital Markets | Equities Trading

Equity Capital Markets

 

            Kevin Segrell

Kevin Segrell

Managing Director | Fixed Income Trading

Fixed Income Trading

949.720.0640

 

Ron Quigley

Ron Quigley

Managing Director, Head of Fixed Income Syndicate

Debt Capital Markets

203.276.6646

 

La-Yona Rauls

La-Yona Rauls

Managing Director

Capital Markets

415.273.0522

lrauls@mischlerfinancial.com

 

Jason Klinghoffer, CFA

Jason Klinghoffer, CFA

Director | Portfolio Analytics

Debt Capital Markets

949.720.0640

 

Glen Capelo

Glen Capelo

Managing Director, Fixed Income

Debt Capital Markets

203.276.6606

Chris Walsh

Chris Walsh

Head of Short-term Cash Solutions

Debt Capital Markets

203.276.6606