Established in 1994,  Mischler Financial Group is the securities industry’s oldest minority broker-dealer that is owned and operated by service-disabled-veterans (“SDVs”). Our core competencies include investment banking services for primary debt and equity capital market transactions, as well as agency-only, best execution for institutional clients focused on domestic and international equities and a full range of fixed income securities.

Our formation was inspired by thought-leaders from CalPERS and CalSTRS, the world’s 2 largest public pension funds. It was their vision that we, as a society, have an obligation to recognize the sacrifices made by those injured while serving in the military and to ensure that those who have served in the line of battle have access to private sector opportunities across the financial services landscape via the same, minority broker-dealer designations provided to other certified diversity firms operating within the financial industry.

That original “wind-in-the sail” for our firm was also intended to influence social contract pacts and help further Diversity & Inclusion goals embraced by the growing universe of public plan sponsors, issuers of corporate, federal, state and municipal market securities and institutional investors. With that, Mischler’s first constituents were comprised of those who advocate the engagement of qualified minority-owned broker-dealers when issuing and distributing new securities within the debt and equities capital markets, and/or when managing public employee investment portfolios in trading markets for fixed income and global equities markets.

Today, the Mischler Financial Group platform is recognized by leaders from the financial industry’s buy-side and sell-side. We are a compelling partner not only because of our legacy and not only because we are viewed as a pure complement to the role played by Issuers’ primary investment bank(s), but more important: because we are an aggressively-competitive boutique and agency-only execution firm whose peers include the industry’s most-recognized investment banks, media-quoted market strategists and institutional brokers.

Our time-tested and well-proven capabilities extend across the most critical areas of the financial market landscape: (i) the primary government and corporate debt and equity capital markets, and (ii), the  secondary market trading ecosystem for both equities and fixed income. We deploy a combination of high touch and high-technology trading tools to provide Tier 1 public and private investment managers, Fortune Treasurers and select hedge funds with granular market insight and best execution in bonds, stocks, options and a full array of rates-centric products.

Mischler’s  24/6 trade execution desk provides an expert voice complemented by reliable and robust trading technology that provides direct market access and seamless, straight-thru processing in the course of trading US domestic and international equities and a full menu of fixed-income products. Mischler Financial also exceeds the execution and post-trade analysis needs of corporate treasurers engaged in  initial public offering (IPOs) or the open-market  repurchase of their company shares via (10b-18) buyback programs.

Notwithstanding our 20-year ascendancy from being a small, regional minority broker-dealer to the ranks of widely-respected Wall Street firms, we remain dedicated to our legacy by advocating on behalf of disabled military veterans and their family members who seek equal opportunities in which they can leverage the training, disciplines and skills acquired while they served in the US Military.

Our daily priorities are equally-focused on serving our clients, our team members, our constituents and our families in a manner that exceeds all standards, and most important: each of their expectations.  Our corporate mandate inspires us to continuously pay-it-forward to support those who valiantly served our Country in their pursuit of equal opportunities and the American Dream.