Primary & Secondary Capital Market Services

A Full Array of Capital Markets Services-via One, Fully-Integrated Platform

In 1994, Mischler Financial Group became the securities industry’s first minority broker-dealer owned and operated by Service-Disabled Veterans (SDVs). We were also the first Finra member to be a federally-certified Service-Disabled Veteran-Owned Business Enterprise (SDVOBE). Our original investment banking | institutional brokerage business plan focused on a single category (public finance/municipal debt) and now encompasses each of the following capital market services

Veteran-owned Broker-Dealer Mischler Financial Group offers a broad range of financial solutions for private and public institutional investors. We serve our US domestic and International clients via corporate co-headquarters in Corona del Mar, CA and Stamford CT, and we maintain regional offices in New York, NY; Boston, MA; Chicago, IL; Detroit, MI; Dallas, TX; Red Bank, NJ; Seattle, WA, Las Vegas, NV and Oahu, HI.

Our team of highly committed and experienced capital market professionals work with our clients to help them meet their investment objectives. We offer more than just superior trade execution; Mischler Financial Group provides our clients with a variety of tools designed to enhance the investment analysis, decision making and best execution process. Towards further addressing the diversity and inclusion (D&I) goals and objectives of our constituents, Mischler’s profile as a minority broker-dealer owned and operated by Service-Disabled Veterans provides a critical value-add to Fortune corporations and public pensions.

Primary & Secondary Equity Capital Markets

230+ Initial Public Offerings

 175+ Follow-on Offerings (115 Issuers)

Better Execution

10b-18 | 10b5-1 Broker Rotation Schedules

US Equities | ETFs | International Equities